Newsgroups: alt.comp.acad-freedom.talk
From: kadie@eff.org (Carl M. Kadie)
Subject:  [PSU] Procedures For Discipline Hearings
Message-ID: <1993Mar22.190136.10511@eff.org>
Date: Mon, 22 Mar 1993 19:01:36 GMT

[This is part of the Pennsylvania State University Code. It is
available via gopher from info.psu.edu.

Some points of interest:

The charges must be specified in detail.

The accused student can ask for an open hearing (but the board
can close it anyway).

The findings must be specified in detail.

- Carl]




POL78: B.  PROCEDURES FOR DISCIPLINE HEARINGS
 
     1.  NOTICE OF CHARGES
 
     The student shall be informed of the charges against him/her in
     writing sufficiently in advance of the hearing to afford a
     reasonable opportunity to prepare a defense.  The notice of
     charges shall state the specific regulation that the student is
     alleged to have violated, stating the time, date, and place of
     the occurrence.  The student also shall be informed of the
     documents containing his/her rights, the hearing procedures, and
     sanctions.
 
     2.  CONDUCT OF HEARINGS
 
     a.  The hearing shall be conducted in such a manner as to do
     substantial justice and shall not be restricted unduly by rules
     of procedure or evidence.  Evidence not directly related to the
     manner at hand will not be considered.
 
     The focus of inquiry in disciplinary proceedings shall be the
     innocence or guilt of those accused of violating the Code of
     Conduct.  Formal rules of evidence shall not be applicable; nor
     shall deviations from prescribed procedures necessarily
     invalidate a decision or proceeding, unless significant prejudice
     to a student respondent of the University may result.
 
     b.  The hearing shall be private unless the student charged
     requests that it be open to members of the University community.
     In all hearings, the Chairpersons shall determine the number of
     persons to be admitted to the hearing.  Under no circumstances
     shall the hearing be open to more than the normal capacity of the
     typical hearing room.  The Chairperson, with the concurrence of
     the Board, may rule that a hearing be closed, if in the opinion
     of the Board, an open hearing would have an adverse impact on any
     witness; would disclose personal, psychological or medical
     information of a sensitive nature; or would otherwise jeopardize
     the privacy or welfare of any witness or accused student.
 
     c.  The accused student may challenge any member of the Board on
     grounds of prejudice.  The Board shall deliberate in private and
     determine, by majority vote (excluding the member being
     challenged), whether the member should be replaced by an
     alternate Board member who would be designated by the
     Chairperson.  In a hearing with a Hearing Officer, the student
     may challenge, for cause, on the grounds of lack of impartiality.
     In this case, the Director or representative shall determine the
     validity of the challenge.  Should the grounds for challenge be
     sufficient, the hearing will be referred to another Hearing
     Officer or to a Hearing board.
 
     d.  The student shall have the right to be assisted by an adviser
     of his/her choice, who must be a regular administrative official,
     regular faculty member, or student of the University.  As used in
     this paragraph, the words "regular" shall have the same meaning
     as defined in Policy PS-5.*  The adviser, upon request of the
     student, may:
 
     (1)  advise the student in the preparation and presentation of a
          defense;
     (2)  accompany the student to all discipline hearings; and
     (3)  advise the student in the preparation of appeals.
 
     The adviser shall not assume responsibility for conducting the
     defense of the accused student, except that the adviser may
     assist the student in questioning all witnesses.
 
     e.  On behalf of the University, the charges and evidence may be
     presented by the Director or by a person designated by the
     Director.
 
     f.  In his/her own behalf, the student shall have the right to
     call a reasonable number of witnesses of fact who shall be
     subject to questioning by members of the Board and the Director
     or the Director's representative.
 
     g.  The student charged shall have the right question all
     witnesses.
 
     h.  The testimony of unknown or unidentified witnesses shall not
     be admissible.
 
     i.  A representative of the Office of the Victim/Witness Advocate
     may accompany a witness to a discipline hearing.  The
     representative may:
 
     (1)  assist the witness in the preparation and presentation of
          the case;
     (2)  accompany the witness to all discipline hearings;
     (3)  assist in the preparation of a victim impact statement.
 
     The representative shall not assume responsibility for presenting
     the case against the accused student.
 
     j.  The Board, the Hearing Officer, and/or the Director may
     address questions to any party or to any witness called by the
     parties.  However, the student charged shall not be compelled
     against his/her wishes to testify or answer any questions and
     his/her silence shall not be held against him/her.  The scope of
     the testimony shall be limited to matters relevant to the charges
     and the defense thereto.  The Board, the Hearing Officer, the
     Director, and/or the accused student may request the presence or
     testimony at the hearing of any member of the University
     community, including the accused person.  Records or other
     exhibits may also be requested.  In the event any person,
     including the student charged and/or his/her adviser, shall
     disrupt the hearing, that person shall be excluded and the
     hearing will proceed in his/her absence.
 
     k.  The University shall have the burden of proof of guilt by
     clear and convincing evidence.
 
     l.  No imposition of sanctions shall be based solely upon the
     failure of a person charged to answer the charges.  In the event
     of the refusal of the accused person to appear at the hearing,
     the evidence in support of the charges shall be presented,
     considered, and adjudicated.
 
     m.  A written report of the original hearing shall be made
     consisting of:
 
     (1)  the notice of charges and other hearing documents;
     (2)  a summary of the evidence presented;
     (3)  the findings; and
     (4)  the sanction(s) imposed.
 
     The report constitutes the official record of the hearing and
     shall be placed on file in the Office of Conduct Standards.
 
     n.  The student shall have five days in which to request an
     appeal, and the Director shall have five days** in which to
     request a review of the case.  If within five days** of notice of
     the decision there is no request for an appeal or review, the
     sanction shall be imposed.
 
     o.  A new hearing may be granted by the original hearing body if
     a student files a written application for a new hearing,
     specifically alleging newly discovered evidence.
 
     *"Regular" University administrators or faculty members,
     according to Policy PS-5, are those who are appointed to full-
     time positions that will exist for six months or longer, but not
     including "visiting" faculty members.
 
     **Computation of time:
     (a) When any period of time is referred to, such period in all
     cases shall be so computed as to exclude the first and include
     the last day of such period.
     (2) Whenever the last day of any such period shall fall on
     Saturday, Sunday, or an established University holiday, such days
     shall be omitted from the computation.
     (3) The end of the University business day on the last day of any
     time period shall be computed as the end of that day.